10 November 1999
Source: http://www.usia.gov/cgi-bin/washfile/display.pl?p=/products/washfile/latest&f=99110902.glt&t=/products/washfile/newsitem.shtml


Washington File
_________________

09 November 1999

Analysis on Intellectual Property Rights, Electronic Media

(National Research Council recommends no major legislative changes)
(2070)


The digital age poses new risks for the protection of intellectual
property, but a report released by the National Research Council
recommends that national legislators delay major revision in existing
law until the issue can be studied more and technological change
unfolds further.


The report, "The Digital Dilemma: Intellectual Property in the
Information Age" released November 3, recommends that any new
legislation be crafted to complement existing copyright law. The
committee that released the study also suggests that new business
practices and new technical methods of production are likely to be
more effective than legal overhaul.


"The question of how to control distribution and use of digital
information is much more than a legal issue alone," said Committee
Chairman Randall Davis, professor of computer science at the
Massachusetts Institute of Technology. "Anyone with an interest in
'e-commerce' will feel the consequences of the decisions made on this
topic. A broad framework is needed to address all aspects of the
public and private interest and to ensure the future vitality of the
Internet economy."


The committee's review of the issue emphasizes that the digital
revolution calls for a re-evaluation of the basic concept of
publication. In contrast to the sale and circulation of a single copy
of a book, electronic distribution of a work could give it far wider
exposure, while the author may not receive just compensation.


The consumer's awareness of copyright law should be heightened,
according to "The Digital Dilemma." The panel recommended a public
education program to emphasize how copyright protection contributes to
a vibrant intellectual market.


The current U.S. system of copyright protection and creator
compensation rests on the "copy" -- how many exist, who has the right
to reproduce them, how is the author compensated. The National Academy
of Sciences report suggests that the entire concept may be outmoded in
the digital age. Accessing digital data is accomplished by duplicating
it, creating a situation in which it's become increasingly difficult
to apply old laws to the methods used in new technologies.


The report is available on the Internet at
http://www.nap.edu/books/0309064996/html/.


Following is the press release on "The Digital Dilemma" from the
National Research Council of the National Academies of Sciences:


(begin text)



The National Academies of Sciences



National Research Council



November 3, 1999 

 

[Office of News and Public Information]





New Framework Proposed for Protecting Intellectual Property Rights And
Public Access to Electronic Information


WASHINGTON -- Novel business models and new technologies to protect
intellectual property, as well as education in copyright law, are all
likely to be far more effective mechanisms than major legislative
changes for protecting electronic information at this time, says a new
report from a committee of the National Research Council of the
National Academies. These methods should be used to complement
existing copyright laws that protect owners and distributors of
digital information while maximizing access and use by the public.
Digital intellectual property is fundamental to the growth of
electronic commerce, and the way it is handled has broad implications.


Legislators should delay any overhauling of intellectual property laws
and public policy until markets have had ample time to adjust to new
models of doing business and until sufficient research on the issues
is conducted, the report says. To help legislators effectively
formulate or revise laws and policies in the future, the committee
articulated a set of broad, guiding principles that offer advice about
creating laws in a period of rapid technological change. "Information
has increasingly become an event to be experienced, rather than an
artifact to be kept," said committee chair Randall Davis, professor,
computer science department, Massachusetts Institute of Technology,
Cambridge. "The question of how to control distribution and use of
digital information is much more than a legal issue alone. Law,
business, and technology all interact, hence approaching the problem
from a single viewpoint will be inadequate. Many stakeholders are
affected; anyone with an interest in 'e-commerce' will feel the
consequences of the decisions made on this topic. A broad framework is
needed to address all aspects of the public and private interest and
to ensure the future vitality of the Internet economy."


The ease of distributing and altering digital information, and the
proliferation of computer networking, raise concerns about copyright
and patenting -- protections rooted in the U.S. Constitution. As
technology continues to evolve, policy-makers will experience ongoing
uncertainty and frustration when grappling with the issues that these
changes bring. The committee concluded that technology must be viewed
as only part of the picture and not the driving force for new laws and
policies. The focus should be on the underlying issues that influence
market behavior, such as consumer attitudes regarding digital
information and new opportunities to generate, distribute, and profit
from it.


For example, the basic concept of publication should be re-evaluated
and clarified, the report says, in part because the information
infrastructure -- computer networks and the World Wide Web -- has
changed what is meant by "publishing." In the physical world,
publication has three important characteristics: it is public,
irrevocable, and provides a fixed copy of the work. In the digital
world, none of these may be true. For instance, software can be
designed to restrict public access to digital information, and old
information is routinely overwritten with new. This distinction
matters as a basic element of intellectual property policy, and
knowing whether a work is published has significant legal consequences
for those who distribute it.


Digital intellectual property and the information infrastructure are
prompting a re-examination of the "first-sale" rule, which says that
the initial sale of a copy of a work exhausts the copyright owner's
right to control further distribution. Thus, an individual, a library,
or other entity is free to give away, lend, rent, or sell its copies
of books. But in the digital environment, consistent implementation of
the rule has become more complex. Because of the pervasive reach of
electronic networks, a single copy of a work available from a digital
library could diminish the market for the work much more than if it
were distributed only in hard copy. Maintaining the limited degree of
access to published materials that was established for hard-copy
versions of information must continue in the digital environment, the
report says.


Information providers are using licensing provisions and technical
protection services to manage access. Licensing is commonly used to
provide access to some types of digital information such as software,
and more recently is being applied to research journals and scientific
databases. This practice is stirring controversy because access
expires after a pre-determined length of time. The issue is
particularly important with mass-market licenses -- for example,
"shrink wrap" licenses for software and other products -- which offer
no opportunity to negotiate terms. Licenses are contracts, and thus
are under no obligation to include the important elements of public
policy found in copyright law, such as "fair use." If these types of
licenses come into widespread use for content distribution, there is
the potential for contract law to become a widespread substitute for
copyright law, the report says. That would imply a change in the
balance of private ownership and public access associated with
copyright.


Some technical protection services offer the owners of digital
information some assurance that distributing a single copy of a
digital work does not result in uncontrollable dissemination, by
making it difficult for consumers to save or print it. The committee
concluded, however, that this may have adverse effects on accessing
and preserving our permanent social and cultural heritage, since
digitized material could easily be withdrawn from circulation.


Given the availability of alternative mechanisms that offer most of
the advantages and far fewer risks than electronic distribution, not
every information product should be distributed by digital networks,
the report says. High-value, long-lived products, such as classic
movies like "The Wizard of Oz," may never be made legally available on
the Internet while protected under copyright, because the consequences
of an individual capturing the movie in digital form are too great.
The technical, legal, and social enforcement costs of ensuring that
this does not happen are also prohibitive.


Copyright and Fair Use



Copyright is the area of intellectual property law that is most
frequently highlighted in the continuing debate over digital
information and legal protection. With the increasing use of digital
information, consumers need a better understanding of the basic
principles of copyright law, the report says. The music industry, for
example, has had to implement new ways of doing business to address
copyright violations that occur when copyrighted music from compact
disks is converted to MP3 format and widely distributed on the
Internet. The committee recommended that an education program be
launched to emphasize the benefits -- such as a vibrant market in
information products and protecting the rights of authors -- that
copyright law provides to all parties.


"Fair use" is an established doctrine of U.S. copyright law that has
come under stress with the proliferation of digital information. Of
particular concern is the extent to which copying for private use can
be justified without violating the law. Legal, economic, and
public-policy research should be undertaken to help determine the
extent to which fair use and other exceptions and limitations to
copyright should apply in the digital environment. The committee
recommended that policy-makers take considerable caution when
contemplating changes to law or policy.


Business Models



The rapidly evolving World Wide Web is an effective environment in
which to experiment with business models for marketing, selling, and
distributing products and services electronically, the report says.
Producers of digital information should give careful consideration to
the power that innovative business models can offer, such as those
being used in the music industry.


Choosing an appropriate model that is easy to use may encourage
consumers to pay a fair price for the service, rather than looking at
other, more cumbersome and technologically complex or legally
burdensome ways to obtain that service. Numerous new business models
and mechanisms are being created and tested. This process should be
supported and encouraged, to allow time for sellers to find a model or
mechanism that fits particular products, the report says.


Digital Archives



Little progress has been made in archiving digital information to
preserve the nation's cultural heritage and record intellectual
discourse, the committee noted. Significant economic, legal, and
technical issues must be resolved if archives and libraries are to act
as repositories of digital information. The report says that Congress
should enact legislation to permit copying digital information for
archival purposes. Moreover, a task force organized by an unbiased
entity with a national reputation, such as the Library of Congress,
should be established to develop a legal and procedural framework that
governs electronic deposits of digital information and how files are
used in the future.


'Copy' in Copyright



The committee raised the question of whether the notion of a "copy"
remains an appropriate foundation for copyright law in the digital
age. Current copyright laws address concerns surrounding the copying
of texts without the publisher's or author's consent. But with digital
information, accessing data means duplicating it. For example, when
viewing a Web page, information is automatically downloaded from one
computer to another. As a result, so many legal copies are now
routinely made when accessing digital information that it is becoming
more difficult to apply existing copyright laws effectively to this
pervasive activity. In addition, because copying is directly related
to the way computers function, control of copying would provide powers
that go beyond those intended by copyright law. Therefore, the
committee suggested exploring whether a new basis can be constructed.


The study was funded by the National Science Foundation. The National
Research Council is the principal operating arm of the National
Academy of Sciences and the National Academy of Engineering. It is a
private, nonprofit institution that provides independent advice on
science and technology issues under a congressional charter.


Prepublication copies of The Digital Dilemma: Intellectual Property in
the Information Age are available from the National Academy Press for
$47.95 (prepaid) plus shipping charges of $4.50 for the first copy and
$.95 for each additional copy; tel. (202) 334-3313 or 1-800-624-6242.
Reporters may obtain a copy from the Office of News and Public
Information (contacts listed above).


(end text)



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